ROBERT C. CHAMBERS, Chief Judge.
Pending before the Court is Defendant's Motion to Dismiss (ECF No. 23). For the reasons stated below, the Court
Plaintiff Batina Adkins, acting individually and as next friend and guardian for her infant son Draven Robertson, commenced the instant litigation on January 17, 2012. Compl., ECF No. 1. Plaintiff alleges that Valley Health Systems, Inc. ("Valley Health"), and its employees provided prenatal care for Plaintiff during her pregnancy with Draven, including medical testing, and that "the testing indicated a significant potential risk of Draven Robertson experiencing ABO [blood] incompatibility." Compl. ¶ 5. These blood antibody testing results mean that a baby faces a high chance of being born anemic, resulting in brain damage and other potential medical problems, or even death. ECF No. 29, p. 2. Blood monitoring, however, coupled with early delivery and blood transfusions during pregnancy, can prevent these medical problems from occurring at birth. Id. Valley Health, however, "negligently failed to promptly refer Batina Adkins to a high-risk obstetrics specialist, failed to complete appropriate laboratory testing for continued elevation of antibody titers, failed to observe and monitor Batina Adkins closely for biophysical profiles and ultrasounds, and failed to note and act upon the significance of, location of, and source of continued elevations of Ms. Adkins' white blood cells and other abnormalities." Compl. ¶ 6.
Draven was born on October 21, 2008, and immediately hospitalized for a variety of medical problems, for which he was eventually discharged on November 21, 2008. Plaintiff alleges that Valley Health's negligence in failing to address Draven's antibody problem directly and proximately caused the following injuries to Draven: bilateral basil ganglia infarctions, germinal matrix hemorrhages, brain damage, and significant permanent developmental delays. Compl. ¶¶ 7-8. Because Valley Health is a federally funded healthcare clinic, Plaintiff alleges that the United States is vicariously liable for the negligence of Valley Health employees. Plaintiff now seeks damages from the United States on behalf of herself and her son for this negligence.
Defendant United States filed the pending motion to dismiss, arguing that Plaintiff's negligence claim should be dismissed as time-barred. Defendant argues that Plaintiff was aware of her son's brain damage and other medical problems, as well as the cause of those injuries, no later than Draven's hospital discharge on November 21, 2008, and that Plaintiff's cause of action accrued on that date. Plaintiff's claim is subject to a two-year limit mandated under the Federal Tort Claims Act, 28 U.S.C. § 1346, et seq. ("FTCA"):
28 U.S.C. § 2401(b). Because Plaintiff's administrative claim was not filed with the Department of Health and Human Services until November 29, 2010,
The motion to dismiss first became ripe for disposition on December 28, 2012. Plaintiff shortly thereafter filed a motion requesting oral argument on the motion to dismiss, or alternatively leave to file a surreply brief. The Court granted such leave, and Plaintiff filed a surreply brief on January 11, 2013.
In Section I, the Court will discuss the standard of review applicable to this motion to dismiss. In Section II, the Court will examine the parties' arguments about when Plaintiff's cause of action accrued. In Section III, the Court will assess the possible application of tolling under the continuous treatment doctrine.
Defendant's motion requests dismissal based on Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6), arguing that Plaintiff's claim is time-barred under the FTCA. However, because "compliance with the FTCA statute of limitations is a jurisdictional prerequisite," the substance of the motion in actuality is based exclusively on Rule 12(b)(1), which allows for dismissal based on lack of subject matter jurisdiction.
Challenges to jurisdiction under Rule 12(b)(1) may be raised in two distinct ways: "facial attacks" and "factual attacks." Thigpen v. United States, 800 F.2d 393, 401 n. 15 (4th Cir.1986). A "facial attack" questions whether the allegations in the complaint are sufficient to sustain the court's jurisdiction. Id. If a "facial attack" is made, the court must accept the allegations in the complaint as true and decide if the complaint is sufficient to confer subject matter jurisdiction. Id. On the other hand, a "factual attack" challenges the truthfulness of the factual allegations in the complaint upon which subject matter jurisdiction is based. In this situation, a "district court is to regard the pleadings' allegations as mere evidence
The Court notes that, as a general proposition, "the FTCA's limited waiver of sovereign immunity must be strictly construed." McKewin By & Through Harrell v. United States, No. 92-1770, 1993 WL 389568, at *1 (4th Cir. Oct. 4, 1993) (citations omitted) (unpublished decision). In "exceptional cases," however, equitable tolling may apply to claims subject to the FTCA. Bohrer, 681 F.Supp.2d at 662. With this in mind, the Court now turns to the substance of Defendant's jurisdictional arguments.
As the Fourth Circuit has stated, "[a] medical malpractice cause of action under the FTCA accrues when the claimant discovers both the injury and its cause." McKewin, 1993 WL 389568, at *2 (citing United States v. Kubrick, 444 U.S. 111, 123-25, 100 S.Ct. 352, 62 L.Ed.2d 259 (1979)). Also, "[t]he claimant need not be aware at the time of accrual that the injury may have been negligently inflicted." Id. (citing Kubrick, 444 U.S. at 123-25, 100 S.Ct. 352). For injuries to minors, "the cause of action accrues when the parent knows of the minor's injury and the cause thereof, for the parent's knowledge is imputed to the child." Id. (citation omitted). The claimant need only be aware of some form of the injury for the cause of action to accrue, and need not be aware of the full extent of the injury. Bohrer, 681 F.Supp.2d at 666; T.L. ex rel. Ingram v. United States, 443 F.3d 956, 962-63 (8th Cir.2006).
The parties disagree at to what constitutes discovery of an injury's "cause," and therefore disagree over when Plaintiff's cause of action accrued. Defendant argues that Plaintiff discovered the cause of her son's injuries no later than November 21, 2008, when Draven was discharged from Cabell Huntington Hospital
This Court is persuaded that, when determining claim accrual for purposes of the FTCA, cases involving a failure to treat or diagnose or some other omission on the part of medical professionals should be distinguished from cases involving affirmative misconduct of medical professionals. FTCA medical malpractice cases based on a failure to treat and/or diagnose do not accrue until the individual knows or should know of the injury and the iatrogenic cause for that injury, that is, that the conduct of a medical professional played a role in the injury.
The Fourth Circuit applied such a rule in Miller v. United States, 932 F.2d 301 (4th Cir. 1991), where the executrix of a woman's estate brought a wrongful death action under the FTCA after the woman died of breast cancer. The woman had received a physical on June 1, 1983, and the doctor did not order a mammogram. The woman discovered that she had breast cancer on February 22, 1984, and underwent a mastectomy on March 9 of that year. On April 8, 1984, the woman wrote a note stating that "On 1 June 83, I had a physical.... In retrospect, a mammogram should have been ordered." The woman died on April 9, 1986. In determining when the woman's cause of action accrued, the court of appeals noted that:
Id. at 304 (emphasis in original).
Other circuits have also addressed accrual under the FTCA when there has been a failure to treat or diagnose, and have recognized the special considerations that apply. For example, in Arroyo v. United States, 656 F.3d 663 (7th Cir.2011), a baby contracted a bacterial infection from his mother's blood during birth. Because the mother went into labor more than a month prematurely, she had not yet been tested for Group B Streptococcus (GBS). The baby showed symptoms of GBS after birth, but doctors did not treat
Id. at 666 (emphasis added). In discussing when the claim accrued, the court of appeals stated that:
Id. at 669 (citation omitted). Applying this rule, the court of appeals noted that "[t]he fact that the Arroyos knew about the biological cause of Christian's injuries [at the time of discharge] ... does nothing to establish that the Arroyos knew that there was also a malpractice-related cause." Id. at 671. Furthermore, upon discharge, a reasonably diligent person would not have been prompted to inquire into the possibility of negligence. Id. Therefore, the claim did not accrue, at the earliest, until the birth of the second son.
The Seventh Circuit reached a similar conclusion in Drazan v. United States, 762 F.2d 56 (7th Cir.1985), where a man's November 1979 x-ray indicated he might have a tumor, and the accompanying radiology report suggested a follow-up examination, but no follow-up occurred. The next x-ray, in January 1981, showed a large tumor, and the man died shortly thereafter of lung cancer in February. The court of appeals noted that the case involved knowledge of concurrent harms:
Id. at 58-59 (emphasis in original). The court of appeals noted that, on remand, the critical question would be when the victim's wife should have inquired into the government's possible role in her husband's death.
Id. at 1078 (emphasis in original) (citing Davis, 642 F.2d at 331).
Applying the reasoning above to the facts of this case, the Court finds that a genuine issue of material fact exists as to when Plaintiff's claim accrued, and Defendant has not shown that it is entitled to prevail as a matter of law. Plaintiff's claim was filed with the Department of Health and Human Services on November 29, 2010, and so the critical question is whether Plaintiff's claim accrued before November 29, 2008, two years earlier. Based on Plaintiff's deposition, by the time Draven was discharged from the hospital on November 21, 2008, she knew that Draven had been injured, and that blood anti-bodies caused his injuries. Batina Adkins Dep. 51-52, 57, Oct. 4, 2012. By that time,
Id. ¶¶ 6-7. Plaintiff then explained that in January 2009 she began to wonder why Draven was not recovering as Gavin had done, and that month sought legal assistance. It was not until consultation with a lawyer that she learned that failures in prenatal care may have caused Draven's injuries. Id. ¶ 11.
Based on assessment of the evidence, it appears to this Court that although Plaintiff knew that blood antibodies caused Draven's injuries, she had no reason upon discharge from the hospital to suspect that the injuries could have been prevented if not for the failure to diagnose or treat the antibody condition. Although her older son also had blood antibody problems, Plaintiff has represented that she did not know that medication and prenatal treatment could prevent injuries resulting from blood antibody problems, and no evidence has been presented to refute that lack of knowledge. Plaintiff sought legal advice within the same month that her suspicions about Draven's condition were aroused. Plaintiff's situation bears striking resemblance to that in Arroyo, where a baby contracted a bacterial infection from his mother's blood during birth, and is also similar to the other failure to diagnose/treat cases discussed above. Therefore, based on the evidence presently before the Court, the Court must conclude that Defendants are not entitled to prevail as a matter of law in having Plaintiff's claim dismissed as untimely. Although Plaintiff knew of the existence of an injury upon discharge from the hospital, Plaintiff has presented enough evidence such that a genuine issue of fact exists as to whether Plaintiff knew or should have known of the iatrogenic cause of that injury on that date.
Although Defendant pointed to many medical malpractice cases to support its arguments about accrual, those cases do not involve failure to treat or diagnose.
Other cases cited by Defendant do not involve medical malpractice. See Rotella v. Wood, 528 U.S. 549, 120 S.Ct. 1075, 145 L.Ed.2d 1047 (2000) (in civil RICO claim arguing that a pattern of racketeering activity existed to keep patient under hospitalization, holding that accrual of civil RICO claim was not postponed until pattern was or should have been discovered); Hensley v. United States, 531 F.3d 1052 (9th Cir.2008) (involving car accident on navy base where one driver was navy officer); D.P. Muth v. United States, 1 F.3d 246 (4th Cir.1993) (involving property owner's claim for decrease in property value); Skwira v. United States, 344 F.3d 64 (1st Cir.2003) (involving criminal conduct of nurse); Zeleznik v. United States, 770 F.2d 20 (3d Cir.1985) (addressing accrual of parents' claim against Immigration and Naturalization Service where illegal alien left INS custody and then murdered their son); Dyniewicz v. United States, 742 F.2d 484 (9th Cir.1984) (addressing Department of Interior's negligence in keeping highway open in midst of flood). The Court finds these cases largely unhelpful in understanding accrual under the FTCA in the present case.
In summary, Plaintiff's claim should not be dismissed as untimely based on the accrual date of the claim.
Plaintiff also argues that her cause of action is subject to the continuous treatment doctrine, and is therefore timely. The Fourth Circuit holds that the continuous treatment doctrine can toll medical malpractice claims subject to the FTCA, acknowledging that the doctrine "effectively trumps a rigid application of Kubrick's first discovery rule." Miller, 932 F.2d at 304. The doctrine, when applied, means that:
Id. Also, the doctrine can only apply "when the treatment at issue is for the same problem and by the same doctor, or that doctor's associates or other doctors operating under his direction." Id. at 305 (citations omitted). The fact that all doctors involved in the treatment work for the government is insufficient on its own to create a connection between the doctors such that the doctrine applies. See id.
In Miller, discussed in the previous section, the Fourth Circuit noted that when a woman with breast cancer was not aware of the failure to diagnose her breast cancer until April 8, 1984, her claim did not accrue
This Court finds that the continuous treatment doctrine does not apply to Plaintiff's claim, because Plaintiff's claim is predicated on Valley Health's failure to properly diagnose and treat Draven's medical condition prior to birth. The "problem" underlying the complaint — failure to diagnose and respond to a blood condition that would manifest itself in injuries at birth — ended the day that Draven was born. The progression of those injuries as he ages is a distinct medical problem from the failure to diagnose the blood condition that caused the injuries in the first place. Therefore, the continuous treatment doctrine does not apply to Plaintiff's claim. Nonetheless, Plaintiff's claim survives the motion to dismiss because Plaintiff has shown there is a genuine issue of fact as to when the claim accrued, based on Plaintiff's discovery of the iatrogenic cause of her son's injuries.
For the reasons stated above, the Court
The Court